Capital Market Rules and Ethics
Learning Outcomes
On successful completion of this course, student will be able to: Explain the roles of capital market; Explain the roles of capital market institution and profession; Recommend the ethics for capital market profession; Analyze the capital market violation and crime
Topics
- Indonesian Capital Market Law & Regulation
- Capital Market Supervisory Institution
- Self Regulatory Organization
- Capital Market Supporting Institutions
- Capital Market Supporting Profession
- Transparency Information
- Good Corporate Governance Principle
- Conflict of Interest Transaction
- Capital Market Violation & Crime
- Administrative Sanction
- Ethics for Fund Manager
- Ethics for Investment Advisor
- Summary & Case Study
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